Senior Trade Surveillance Analyst
Há 1 mês
Our client is a leading multinational company operating in the banking and financial services sector. In order to strengthen their strategic teams and boost their business, this company intends to hire a Senior Trade Surveillance Analyst.
Based in Porto, this professional will be part of the Surveillance Team, which mission is to help to optimize the surveillance framework.
responsabilidades chave
As a member of Surveillance Team, you will:
Maintain an effective trading compliance program through risk management, monitoring and surveillance of trading activities;
Review and analyze exception reports relating to order/transaction/market information;
Reviews manipulation (e.g. marking the open and close, wash, insider dealing etc.) as well as quality of markets (e.g. best execution, limit order display, locked/crossed markets, trading ahead, short sales, etc.);
Taking part in strategic and/or regulatory projects, process improvements, policy writing and driving the compliance agenda;
Monitoring and testing the effectiveness of policies, procedures, and internal controls which are designed to assess the company's compliance with applicable regulatory requirements;
Leading all aspects of compliance and audit activities for regulatory examinations;
Responding to any business queries that are related to regulatory or policy matters with accurate and value advice;
Leading positively in the management of relationships with regulators in all relevant jurisdictions, fostering an environment of mutual trust and respect;
Maintain a high level of awareness of compliance related changes and developments in the securities industry through review of publications, seminars, employee training, etc;
Other duties and projects as may be assigned.
competências
Your qualifications:
Finance, Management, Law or similar degree;
Strong financial markets experience or Financial Markets Surveillance within a broad range of markets and wholesale banking products (Fixed Income & Currency (FIC), Foreign Exchange (FX) and Commodities;
Good understanding of compliance and/or risk management frameworks and testing programs;
Regulatory knowledge (Market Abuse Regulation, MiFID II);
Strong data analytics skills;
Prior experience working in financial markets, compliance, sales/trading, risk, control;
Fluent English, Level C1 (written, spoken);
Ability to analyze, summarize and succinctly communicate assessments and key takeaways;
Strong interpersonal and leadership skills, ability to collaborate with multiple teams and stakeholders;
Ability to think outside of the box.
principais benefÃciosOur client offers:
- base salary commensurate with the seniority of the role;
- permanent contract with our client;
- hybrid working (8 days per month in the Porto office);
- current benefits package in the company;
- career progression.
-
Trade Surveillance Senior Analyst
Há 6 dias
Porto, Portugal Multipessoal Tempo inteiroExcellent opportunity in the Global Financial Services sector! We are currently hiring a Trade Surveillance Senior Analyst for a French Investment Bank based in Porto. We will only consider English Cv's. -Maintain an effective trading compliance program through risk management, monitoring and surveillance of trading activities. -Review and analyze exception...
-
Trade Surveillance Senior Analyst
3 semanas atrás
Porto, Porto, Portugal Clan by Multipessoal Tempo inteiroO Clan é a primeira solução de emprego 100% digital para candidatos e colaboradores, desenvolvida pela Multipessoal. Agora podes fazer e acompanhar online todos os passos da tua jornada de emprego, de uma forma muito mais ágil, acessível e cómoda. Junta-te a nós em Descrição: Excellent opportunity in the Global Financial Services sectorWe are...
-
Senior Credit Surveillance
Há 6 dias
Porto, Portugal Natixis in Portugal Tempo inteiroCompany Description Natixis in Portugal is fully integrated in the global organization of Natixis, a French multinational financial services firm specialized in Asset & Wealth Management, Corporate & Investment Banking, Insurance and Payments. A subsidiary of Groupe BPCE, Natixis counts nearly 16.000 employees across 38 countries. Based in Porto, Natixis...
-
Trade Surveillance Analyst
3 semanas atrás
Porto, Portugal Natixis in Portugal Tempo inteiroCompany Description Natixis is part of the Global Financial Services business unit, the global arm of Groupe BPCE, specialized in Asset & Wealth Management and Corporate & Investment Banking and counts nearly 16,000 employees across 38 countries. The Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque...
-
Trade Surveillance Senior Analyst
4 semanas atrás
Porto, Portugal Natixis in Portugal Tempo inteiroCompany Description Natixis in Portugal is fully integrated in the global organization of Natixis, a French multinational financial services firm specialized in Asset & Wealth Management, Corporate & Investment Banking, Insurance and Payments. A subsidiary of Groupe BPCE, Natixis counts nearly 16.000 employees across 38 countries. Based in Porto, Natixis...
-
Surveillance Junior Analyst
4 semanas atrás
Porto, Portugal Natixis in Portugal Tempo inteiroCompany Description Natixis is a French multinational financial services firm specialized in asset & wealth management, corporate & investment banking, insurance and payments. A subsidiary of Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque Populaire and Caisse d’Epargne, Natixis counts nearly 16,000...
-
Junior Credit Surveillance
Há 6 dias
Porto, Portugal Natixis in Portugal Tempo inteiroCompany Description Natixis in Portugal is fully integrated in the global organization of Natixis, a French multinational financial services firm specialized in Asset & Wealth Management, Corporate & Investment Banking, Insurance and Payments. A subsidiary of Groupe BPCE, Natixis counts nearly 16.000 employees across 38 countries. Based in Porto, Natixis...
-
Front Office Surveillance Analyst
Há 7 dias
Porto, Portugal BNP Paribas Tempo inteiro**About the job** BNP Paribas has established a First Line of Defense (1LOD) Surveillance function within Global Markets (GM) Front Office (FO), under the remit of CIB / GM Chief Conduct and Control Officer (CCCO). This function, the Front Office Conduct Surveillance (FOCS) team, monitors today both Global Banking’s Capital Markets and Global Markets...
-
Senior Communications Surveillance Officer
Há 4 horas
Porto, Portugal Natixis In Portugal Tempo inteiroNatixis is part of the Global Financial Services business unit, the global arm of Groupe BPCE, specialized in Asset & Wealth Management and Corporate & Investment Banking and counts nearly 16,000 employees across 38 countries. The Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque Populaire and Caisse...
-
E-communication Surveillance Analyst
4 semanas atrás
Porto, Portugal Natixis in Portugal Tempo inteiroCompany Description Natixis is part of the Global Financial Services business unit, the global arm of Groupe BPCE, specialized in Asset & Wealth Management and Corporate & Investment Banking and counts nearly 16,000 employees across 38 countries. The Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque...
-
Surveillance Officer
4 semanas atrás
Porto, Portugal BNP Paribas Tempo inteiroSURVEILLANCE OFFICER (JOB NUMBER: 2404GMFOS17972) **About the job** The Surveillance Officer plays an important and accountable role in providing support to the FOCS Head of Governance and FOCS management as well as collaborate and maintain a good relationship with relevant 1LOD/2LOD stakeholders. In addition, the Surveillance Officer contributes to the...
-
Senior Business Analyst
2 semanas atrás
Porto, Portugal Dellent Tempo inteiroSenior Business Analyst Porto Porto, Porto, Portugal Dellent is a consulting company focused in System Information and Telecommunications. Our goal is to help our candidates and consultants to take a step forward in their careers through projects that meet their needs and expectations. This project is part of the business investment banking and financial...
-
Senior Business Analyst
2 semanas atrás
Porto, Portugal Dellent Tempo inteiroSenior Business AnalystPortoPorto, Porto, Portugal Dellent is a consulting company focused in System Information and Telecommunications. Our goal is to help our candidates and consultants to take a step forward in their careers through projects that meet their needs and expectations. This project is part of the business investment banking and financial...
-
Senior Vetting Analyst
Há 6 dias
Porto, Portugal Fórum Selecção - Consultoria em Recursos Humanos e E.T.T. Tempo inteiroA Fórum Selecçãoestá a recrutar Senior Vetting Analyst (M/F) para cliente na área da banca. **Funções**: - Recolha de informação e documentação; - Controlo, análise e validação de documentação; - Upload de documentos e captura de dados. **Requisitos**: - Licenciaturaem Direitoou Finanças (preferencial); - Experiência em funções...
-
Senior Business Analyst – Economics-Financial Markets
1 semana atrás
Porto, Portugal Itdsportugal.Pt Todos Tempo inteiroSenior Business Analyst – Economics-Financial MarketsThis is a Hybrid Porto-based opportunity. As a Business Analyst, you will work for our client – a leader in the financial industry, exemplifying innovation, agility, and unwavering commitment to its clients! You will be responsible for driving strategic insights and actionable recommendations through...
-
Global Trade Compliance Analyst
Há 6 dias
Porto, Portugal Allyn International Services, Inc. Tempo inteiro**Responsibilities**: - Manage client’s customs consultants and customs brokers to ensure compliant, efficient, and cost-effective entry of goods. Establish and monitor service providers’ performance against clearly defined Key Performance Indicator’s (KPI’s) - Conduct thorough audits of client's customs import declarations for multiple countries -...
-
Senior Project Manager
1 semana atrás
Porto, Portugal Dellent Consulting Tempo inteiroIn this project you'll contact with the European stock market area and will be able to work for a leading global trading platform that knows the importance of surveillance issues. Despite its development center being located in Porto and all administrative support in Lisbon, you will be part of a multicultural team that is spread across several European...
-
Senior Project Manager
1 semana atrás
Porto, Portugal Dellent Consulting Tempo inteiroIn this project you'll contact with the European stock market area and will be able to work for a leading global trading platform that knows the importance of surveillance issues. Despite its development center being located in Porto and all administrative support in Lisbon, you will be part of a multicultural team that is spread across several European...
-
Senior Data Analyst
Há 5 dias
Porto, Portugal Sword Health, Inc Tempo inteiroWhat you'll do:Develop and implement advanced analytical solutions to extract insights from complex data sets.Collaborate with cross-functional teams to identify and implement solutions that drive innovation, efficiency, and growth.Analyze data to identify trends and patterns, and provide insights to clients and stakeholders.Develop and maintain data models...
-
Senior Data Analyst
Há 3 dias
Porto, Portugal Tn Portugal Tempo inteirocol-wideJob Description:What you'll do:Develop and implement advanced analytical solutions to extract insights from complex data sets.Collaborate with cross-functional teams to identify and implement solutions that drive innovation, efficiency, and growth.Analyze data to identify trends and patterns, and provide insights to clients and stakeholders.Develop...