Trade Surveillance Senior Analyst

Há 7 dias

Porto, Portugal Multipessoal Tempo inteiro

Excellent opportunity in the Global Financial Services sector We are currently hiring a Trade Surveillance Senior Analyst for a French Investment Bank based in Porto. We will only consider English Cv's. -Maintain an effective trading compliance program through risk management, monitoring and surveillance of trading activities. -Review and analyze exception reports relating to order/transaction/market information. -Reviews manipulation (e.G. marking the open and close, wash, insider dealing etc.) as well as quality of markets (e.G. best execution, limit order display, locked/crossed markets, trading ahead, short sales, etc.). -Taking part in strategic and/or regulatory projects, process improvements, policy writing and driving the compliance agenda. -Monitoring and testing the effectiveness of policies, procedures, and internal controls which are designed to assess the company's compliance with applicable regulatory requirements. -Leading all aspects of compliance and audit activities for regulatory examinations. -Responding to any business queries that are related to regulatory or policy matters with accurate and valuable advice. -Leading positively in the management of relationships with regulators in all relevant jurisdictions, fostering an environment of mutual trust and respect. -Maintain a high level of awareness of compliance related changes and developments in the securities industry through review of publications, seminars, employee training, etc. -Finance, Management, Law or similar degree. -Strong financial markets experience or Financial Markets Surveillance within a broad range of markets and wholesale banking products. (Fixed Income & Currency (FIC), Foreign Exchange (FX) and Commodities. - Good understanding of compliance and/or risk management frameworks and testing programs -Regulatory knowledge (Market Abuse Regulation, MiFID II). -Prior experience working in financial markets, compliance, sales/trading, risk, control. -Ability to analyze, summarize and succinctly communicate assessments and key takeaways. - Strong interpersonal and leadership skills, ability to collaborate with multiple teams and stakeholders. Opportunity to be part of an ambitious and growing project, with a very structured career plan. #J-18808-Ljbffr

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    2 semanas atrás

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    Excellent opportunity in the Global Financial Services sector We are currently hiring a Trade Surveillance Senior Analyst for a French Investment Bank based in Porto. We will only consider English Cv's.Maintain an effective trading compliance program through risk management, monitoring and surveillance of trading activities.Review and analyze exception...

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    3 semanas atrás

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    DescriçãoExcellent opportunity in the Global Financial Services sector!We are currently hiring a Trade Surveillance Senior Analyst for a French Investment Bank based in Porto.We will only consider English Cv's.Responsabilidades-Maintain an effective trading compliance program through risk management, monitoring and surveillance of trading...

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    Há 7 dias

    Porto, Portugal Clan By Multipessoal Tempo inteiro

    DescriçãoExcellent opportunity in the Global Financial Services sector!We are currently hiring a Trade Surveillance Senior Analyst for a French Investment Bank based in Porto.We will only consider English Cv's.Responsabilidades-Maintain an effective trading compliance program through risk management, monitoring and surveillance of trading...

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    Há 7 dias

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    Excellent opportunity in the Global Financial Services sector!We are currently hiring a Trade Surveillance Senior Analyst for a French Investment Bank based in Porto.We will only consider English Cv's.-Maintain an effective trading compliance program through risk management, monitoring and surveillance of trading activities.-Review and analyze exception...

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