Compliance Analyst
4 semanas atrás
COFCO International
KYC & Onboarding of counterparties
Provide ongoing support to different functions (Commercial / Treasury / Credit / Master Data Management / Operations) in the course of the counterparties onboarding process as appropriate.
Review escalated RDC reports (company’s main screening solution for entities /individuals) and advise users accordingly.
Provide ongoing support in the monitoring of alerts generated by RDC.
Review escalated PurpleTrac reports (company’s main screening solution for vessels) and advise users accordingly.
Participate in enhanced due diligence for the review of counterparties domiciled in high-risk jurisdictions (sanctions compliance).
Training & policies
Contribute to the Compliance Team’s efforts to implement a comprehensive training program covering different areas (sanctions, AML, anti-bribery and corruption and regulatory compliance)
Provide assistance with the rating of new compliance policies and procedures esp concerning sanctions and bribery/corruption and money laundering risks
Review various transaction reports and keep up to date with industry rules and regulations. Maintain and provide updated trader and entity information to regulators.
Monitoring
Support the global effort to develop a Compliance culture within CIL and ensure that new compliance policies are effectively implemented and complied with.
Participate in the control and review of physical commodities transactions with regards to sanctions, bribery/corruption and money laundering risks
Assist with the monitoring of exchange traded futures activity: position limits, abusive trading behaviour and irregular trading patterns. Review and investigate cases of potential rule violations.
Compliance Program
Participate in the global compliance team meetings; regularly contribute ideas intended to improve processes and enhance the overall compliance program.
Actively contribute to the effort to create an Center of Excellence for Compliance controls in Porto
Industry Proficiency
General familiarity with regulatory regimes (Financial Action Task Force (“FATF”), Transparency International, Commodity Futures Trading Commission (“CFTC”), etc.) and risks (State Owned Entity (“SOE”), Politically Exposed Person (“PEP”), and Market Abuses, etc.).
General knowledge of commodity trading and/or exchange traded futures.
Core Competencies
Customer Focus - Strong internal customer orientation and sound commercial awareness. Ability to provide practical and reasonable solutions.
Communication - Strong communication skills, both written and verbal.
Collaborative - Team-work spirit; seeks involvement and input from colleagues and is willing to provide feedback and support.
Initiative - Proactive, drives processes and tasks to achieve results.
Innovative - Comes up with resourceful ideas and solutions; continuous improvement mindset, reengineer / simplify policies, procedures, contracts, etc.
Responsible - At an appropriate level, is accountable for decisions and actions - takes ownership of both successes and failures.
Motivated - Self-starter; ability to influence business partners under mínimal supervision.
Detail Oriented - Organized and methodical; excellent attention to detail.
Analytical - Critical thinker with the ability to propose alternative solutions.
Language skills
Fluent English (oral and written)
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