Surveillance Officer Intern

3 semanas atrás

Porto, Portugal BNP Paribas Tempo inteiro

**About the job**
- Global Markets has set up a team surveillance within its first line of defence: the Front Office Conduct Surveillance (FOCS), in order to meet regulatory requirements, focusing particularly on detection and prevention of breaches related to market integrity, client interests and professional ethics. The Front Office Conduct Surveillance Officer is a position with high exposure that allows development of skills in monitoring and risk management and progression in the Front Office surveillance positions within other BNP Paribas entities and also specialization in a compliance function

**Your Main Activities Are**
- Monitor the electronic communications of the Front Officers of Global Markets, by processing alerts generated by the monitoring tools and escalating suspicious activities. Comply with all applicable legal, regulatory and internal Compliance requirements
- Document and appropriately communicate the results of the monitoring and controls to parties involved; Proactively report to stakeholders behaviours or facts that could affect their control environment
- Contribute to the continuous improvement of the effectiveness and efficiency of the surveillance system
- Work to improve analyses and implementation of additional types of surveillance; even the drafting of new rules or procedures
- Work with the 2nd line of defence, in order to communicate or obtain any additional information that could allow an in-depth study of potential violations of the rules of ethical behaviour
- Provide business expertise and specialist advice when required by the 2nd line of defence for their investigations and analyses of real cases

**Profile and Skills to Success**
- Bachelor’s degree or higher, in economics, banking, finance or related studies
- Knowledge of financial markets, trading and financial products
- Communicate clearly and effectively
- Capacity to analyse issues, synthesise findings and communicate them in an effective manner
- Fluency in English and another European language
- Good team spirit and excellent interpersonal skills
- Ability to adapt quickly to new environments
- Able to define relevant performance indicators and to develop and adapt processes
- MS office proficiency

**About the Team**
- Global Markets is BNP Paribas’ capital markets business within Corporate & Institutional Banking (CIB), delivering solutions across asset classes, and industry-leading services for clients including Institutional, corporate, private banks and retail distribution networks. Our Portugal Platform (Porto and Lisbon) is a major HUB in Europe and certainly unique in the country by its size and its scope of activity, with all Front Office roles present (Trading, Sales, Research, Structuring, Quant & Engineering, Business Dev and Support, Marketing & Client Support, Risk Management, Data Analytics and Machine Learning ). We are growing fast with the ambition to become even more relevant for the worldwide activity, which presents many short and long-term opportunities

**Why joining BNP Paribas?**
- **Leading banking institution**

BNP Paribas is the European Union’s leading bank, and key player in international banking. It operates in 63 countries and has nearly 183.000 employees, including more than 146.000 in Europe.
- **Our presence in Portugal**

In Portugal since 1985, BNP Paribas today has more than 8.700 employees, distributed across the Group's 10 business entities established in the country. Its presence also extends to 11 excellence centres providing value-added services to various countries where the BNP Paribas Group also operates.
- ** International reach**

Thanks to its international presence and regular and close collaboration among its different entities, BNP Paribas has the resources to support all clients with financing, investment, savings and protection solutions that help make their projects a success. BNP Paribas holds key positions in its three core operating divisions:
**Retail Banking**, a division that brings together all of the Group’s retail activities and specialised business lines;

**Investment & Protection Services**that include specialised businesses offering a wide range of savings, investment and protection services;

**Corporate & Institutional Banking**division that offers tailored financial solutions for corporate and institutional clients.
- ** Diversity and Inclusion commitment**
- **Commitment towards work/life balance**

At BNP Paribas we care about our employees wellbeing and promote a culture of good integration between work and rest. We believe our employees have rich personal lives outside of work, being fundamental to be disconnected from work to recharge both physically and mentally. Only through this balance we may all be at our best while working.
- ** Remote Working Conditions**

At BNP Paribas, we embrace a Smart Working framework based on trust, autonomy and collaboration. Within this framework, eligible employees can benefit from flexible re

  • Surveillance Officer Intern

    Há 3 dias

    Porto, Portugal BNP Paribas Tempo inteiro

    **About the job** - Global Markets has set up a team surveillance within its first line of defence: the Front Office Conduct Surveillance (FOCS), in order to meet regulatory requirements, focusing particularly on detection and prevention of breaches related to market integrity, client interests and professional ethics. The Front Office Conduct Surveillance...

  • Surveillance Officer

    7 meses atrás

    Porto, Portugal BNP Paribas Tempo inteiro

    SURVEILLANCE OFFICER (JOB NUMBER: 2404GMFOS17972) **About the job** The Surveillance Officer plays an important and accountable role in providing support to the FOCS Head of Governance and FOCS management as well as collaborate and maintain a good relationship with relevant 1LOD/2LOD stakeholders. In addition, the Surveillance Officer contributes to the...

  • Surveillance Officer Trainee

    7 meses atrás

    Porto, Portugal BNP Paribas Tempo inteiro

    SURVEILLANCE OFFICER TRAINEE (JOB NUMBER: 2402GMFOS17399) **About the job** The Surveillance Officer Trainee plays an important and accountable role in providing support to the FOCS Head of Governance and FOCS management as well as collaborate and maintain a good relationship with relevant 1LOD/2LOD stakeholders. In addition, the Surveillance Officer...

  • Surveillance Officer

    Há 5 dias

    Porto, Portugal BNP Paribas Tempo inteiro

    **About the job** The Surveillance Officer plays an important and accountable role in providing support to the FOCS Head of Governance and FOCS management as well as collaborate and maintain a good relationship with relevant 1LOD/2LOD stakeholders. In addition, the Surveillance Officer contributes to the strengthening of the governance, organization and...

  • Senior Communications Surveillance Officer

    4 meses atrás

    Porto, Portugal Natixis In Portugal Tempo inteiro

    .Company DescriptionNatixis in Portugal is a Centre of Expertise whose mission is to transform traditional banking by developing innovative solutions for the business, operations and work culture of Groupe BPCE worldwide.Natixis in Portugal is part of the Global Financial Services division, where it applies technology for the development of financial...

  • Senior Communications Surveillance Officer

    2 meses atrás

    Porto, Portugal Natixis In Portugal Tempo inteiro

    .Company Description Natixis in Portugal is a Centre of Expertise whose mission is to transform traditional banking by developing innovative solutions for the business, operations and work culture of Groupe BPCE worldwide. Natixis in Portugal is part of the Global Financial Services division, where it applies technology for the development of financial...

  • Junior Communications Surveillance Officer

    3 meses atrás

    Porto, Portugal Natixis In Portugal Tempo inteiro

    .Company Description Natixis in Portugal is a Centre of Expertise whose mission is to transform traditional banking by developing innovative solutions for the business, operations and work culture of Groupe BPCE worldwide. Natixis in Portugal is part of the Global Financial Services division, where it applies technology for the development of financial...

  • Senior Communications Surveillance Officer

    4 meses atrás

    Porto, Portugal Natixis In Portugal Tempo inteiro

    Company DescriptionNatixis in Portugal is a Centre of Expertise whose mission is to transform traditional banking by developing innovative solutions for the business, operations and work culture of Groupe BPCE worldwide.Natixis in Portugal is part of the Global Financial Services division, where it applies technology for the development of financial...

  • Senior Communication Surveillance Officer

    2 meses atrás

    Porto, Portugal Natixis in Portugal Tempo inteiro

    **Company Description** Natixis in Portugal is a Centre of Expertise whose mission is to transform traditional banking by developing innovative solutions for the business, operations and work culture of Groupe BPCE worldwide. Natixis in Portugal is part of the Global Financial Services division, where it applies technology for the development of financial...

  • Global Markets Front Office Conduct Surveillance

    1 semana atrás

    Porto, Portugal BNP Paribas Tempo inteiro

    **About the job** BNP Paribas has established a First Line of Defence (1LOD) Surveillance function within Global Markets (GM) Front Office (FO), under the remit of CIB / GM Chief Conduct and Control Officer (CCCO). This function, the Front Office Conduct Surveillance (FOCS) team, monitors today both Global Banking’s Capital Markets and Global Markets...

  • Surveillance Officer

    Há 3 dias

    Porto, Portugal BNP Paribas Tempo inteiro

    **About the job** The program begins with a week of professional training, which will help to enhance your technical and professional skills. You will then be assigned to our regular tasks allowing you to gain the necessary practical knowledge about the business. During the second half of the program you will work on real projects, become part of the teams...

  • General Affairs Officer

    1 semana atrás

    Porto, Portugal Pessoas e sistemas Tempo inteiro

    **General Affairs Officer (Maia)** **(M/F)** **Perfil**: Licenciatura em Gestão ou similares; Domínio da Língua Inglesa, ao nível oral e escrito (valorizado); Nível avançado de Excel e Word; Experiência profissional de pelo menos 5 anos em funções similares; Sentido de responsabilidade; Disponibilidade, dinamismo e pro-atividade/iniciativa,...

  • Chief Operating Officer

    Há 1 mês

    Porto, Portugal Adecco Recruitment Tempo inteiro

    Função de Chief Operating OfficerA Adecco Recruitment encontra-se a recrutar um profissional para exercer o cargo de Chief Operating Officer em uma empresa de calçado localizada na Vila do Conde.Funções e ResponsabilidadesCodificar, em conjunto com a direção, o plano estratégico de longo prazo da organização.Auxiliar na definição do plano de...

  • Chief Operating Officer

    4 semanas atrás

    Porto, Portugal Adecco Recruitment Tempo inteiro

    Função de Chief Operating OfficerA Adecco Recruitment encontra-se a recrutar um profissional para exercer o cargo de Chief Operating Officer em uma empresa de calçado localizada na Vila do Conde.Funções e ResponsabilidadesCodificar, em conjunto com a direção, o plano estratégico de longo prazo da organização.Auxiliar na definição do plano de...

  • Senior Compliance Risk Analyst

    Há 1 mês

    Porto, Porto, Portugal Natixis In Portugal Tempo inteiro

    Job SummaryWe are seeking a highly skilled Senior Communications Surveillance Officer to join our team in Porto, Portugal. The successful candidate will be responsible for conducting daily surveillance of electronic and voice communications to ensure compliance with relevant rules, regulations, and firm policies.About UsNatixis in Portugal is a Centre of...

  • Chief Operating Officer

    Há 1 mês

    Porto, Portugal Adecco Recruitment Tempo inteiro

    Função de Chief Operating Officer A Adecco Recruitment encontra-se a recrutar um profissional para exercer o cargo de Chief Operating Officer em uma empresa de calçado localizada na Vila do Conde.Funções e Responsabilidades Codificar, em conjunto com a direção, o plano estratégico de longo prazo da organização.Auxiliar na definição do plano de...

  • Compliance Officer

    7 meses atrás

    Porto, Portugal Edit Value Apoio à Gestão Tempo inteiro

    **Descrição da empresa** Há mais de 29 anos a especializar-se no mercado imobiliário, o nosso cliente constrói e comercializa imóveis no Grande Porto. Nasceu como uma empresa familiar que ao longo dos tempos se tem afirmado pelo forte crescimento no mercado imobiliário. Com o foco no cliente, a sua atuação baseia-se em 3 pilares fundamentais:...

  • Chief Operating Officer

    3 meses atrás

    Porto, Portugal Adecco Recruitment Tempo inteiro

    Descrição da Função A Adecco Recruitment encontra-se a recrutar um Chief Operating Officer para uma indústria de calçado localizada em Vila do Conde. Funções e responsabilidades Cooperar na definição do plano estratégico de longo prazo da organização; Definir o plano estratégico de produção garantindo o cabal funcionamento da área fabril e...

  • Epidemiologist (F/H)

    Há 1 mês

    Porto, Portugal Université De Bordeaux University Of Bordeaux Tempo inteiro

    Organisation/Company: Université de Bordeaux / University of BordeauxResearch Field: Medical sciences » EpidemiologyResearcher Profile: Other Profession Positions Master PositionsCountry: FranceApplication Deadline: 19 Dec 2024 - 12:00 (Europe/Paris)Type of Contract: TemporaryJob Status: Full-timeOffer Starting Date: 15 Jan 2025Is the job funded through...

  • Surveillance Analyst

    Há 2 dias

    Porto, Portugal Natixis in Portugal Tempo inteiro

    Company Description Natixis in Portugal is fully integrated in the global organization of Natixis, a French multinational financial services firm specialized in Asset & Wealth Management, Corporate & Investment Banking, Insurance and Payments. A subsidiary of Groupe BPCE, Natixis counts nearly 16.000 employees across 38 countries. Based in Porto, Natixis...