Compliance and Risk Manager
Há 7 dias
APEX, a pioneering investment firm, seeks a highly skilled Legal and Compliance Manager to ensure our regulatory compliance and legal standards align with international frameworks. As the Legal and Compliance Manager, you will play a critical role in ensuring APEX adheres to all applicable regulatory frameworks, with a particular focus on Portuguese asset management regulations.
About Us
APEX is a leading investment firm with a strong foothold in sports, media, and entertainment. Our mission is to transform athletes into influential entrepreneurs and capitalize on cutting-edge technology and premier sports assets. We are seeking a highly skilled Legal and Compliance Manager to help establish and shape a new compliance function within APEX, working closely with internal stakeholders to build a compliance and regulatory excellence culture.
Key Responsibilities
- Ensure full compliance with Portuguese financial regulations, including CMVM guidelines, and international best practices.
- Develop and implement policies and procedures to support compliance with Regulamento da CMVM n.o 7/2023.
- Monitor changes in regulatory frameworks and assess their impact on APEX's operations.
- Liaise with regulators, legal advisors, and auditors to address compliance-related inquiries and audits.
- Oversee the preparation and submission of regulatory filings and reports.
Requirements
- Bachelor's or Master's degree in Law, Finance, or a related field (legal background preferred).
- In-depth knowledge of Portuguese financial regulations, including CMVM asset management regulations.
- Proven experience in a compliance role within the financial services, investment, or asset management industry.
- Familiarity with regulatory bodies such as CMVM, AML/KYC frameworks, and international compliance standards.
- Excellent analytical, problem-solving, and decision-making skills.
- Strong communication and interpersonal skills with the ability to engage with stakeholders at all levels.
- Fluency in Portuguese and English is required.
What We Offer
- Professional Development: Opportunities for career growth and ongoing training.
- Flexible Work Policy: Hybrid working model to support work-life balance.
- Unique Industry Exposure: Work alongside high-profile athletes and industry leaders, driving financial and strategic growth.
- A dynamic, collaborative, and inclusive work culture in the exciting world of sports, media, and entertainment investments.
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