Senior Compliance Officer
4 semanas atrás
Compliance Role Overview
The Boston Consulting Group is seeking a skilled Compliance professional to join our team. As a key member of our Global Compliance function, you will play a crucial role in ensuring our business practices adhere to regulatory requirements and internal policies.
Key Responsibilities
1. Manage operational processes related to the Insider Trading Policy, including auditing, monitoring, and query management.
2. Support special projects and compliance initiatives related to the Insider Trading Policy, collaborating with Global Risk, Compliance Subject Matter Experts, and Regional Compliance teams.
Stakeholder Engagement
You will maintain strong relationships with various stakeholders, including Global Risk, Compliance Subject Matter Experts, Regional Compliance teams, and other Global Service functions such as Legal, HR, and Finance.
Insider Trading Process Management
1. Review and audit Trade Clearance Requests, ensuring adherence to internal criteria.
2. Support the automation of the review process and contribute to ongoing process improvements.
3. Escalate complex or "gray area" requests to Legal/Compliance teams based on established criteria.
Special Projects
1. Plan, coordinate, and manage the overall execution of special compliance projects.
2. Develop project timelines, set milestones, and ensure timely delivery of project objectives.
Requirements
1. An academic degree in business administration, finance, law, or a related field is essential.
2. Advanced knowledge of Microsoft Office (Outlook, PowerPoint, Excel, Word), Trello, and business intelligence tools such as Tableau, Alteryx, SQL, and Power BI.
3. Minimum 1-3 years of experience in process and project management, with a focus on operational excellence, preferably within a professional services or consulting environment.
Working with Us
You will work closely with members of our risk team to develop and implement strategies for identifying and managing significant risk exposures at BCG. Alongside BCG's global risk-review program, you will help the firm's functional groups clarify risk ownership, evaluate risk management approaches, perform functional reviews, and implement solutions.
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