Junior Surveillance Officer | Ecomm Sg

About the jobGlobal Markets and Global Banking are BNP Paribas' capital markets business within Corporate & Institutional Banking (CIB), delivering solutions across asset classes, and industry-leading services for clients including Institutional, corporate, private banks and retail distribution networks.
Our Portugal Platform (Porto and Lisbon) is a major HUB in Europe and certainly unique in the country by its size and its scope of activity, with all Front Office roles present (Trading, Sales, Research, Structuring, Quant & Engineering, Business Dev and Support, Marketing & Client Support, Risk Management, Data Analytics and Machine Learning
Your Main Activities Are
Monitor the electronic communications of (Global Markets) GM staff in scope of surveillance
Escalate potential breaches to the relevant Business Lines, Conduct Representatives, Compliance, or others in line with the (Front Office Conduct Surveillance) FOCS Escalation Procedure
Ensure escalation results are documented, recorded and reported to the relevant stakeholders and Management;
Contribute to the continuous improvement of the effectiveness and efficiency of the FOCS surveillance set-up, including but not limited to: suggestions to help refine keywords / expressions to ensure effective monitoring;
collaborate and maintain a good relationship with the rest of the FOCS team, Compliance, the Business and others;
act professionally at all times and comply with the ethical standards and conduct expected by BNP Paribas and other relevant regulatory authorities;
comply with all applicable legal, regulatory and Group's internal compliance requirements as well as Code of Conduct including, especially, Financial Security, Fight against Corruption, Know Your Customer, Due Diligence, Client Interest Protection, Market Integrity, Professional Ethics and Respect for colleagues
Profile and Skills to Success
Bachelor's degree or higher, in economics, banking, finance or related studies
Experience and good knowledge of Financial Markets, Capital Markets, Debt Markets, Risk, Compliance or Control Functions
Communicate clearly and concisely both verbally and in writing
Fluency in English and another European language
Good team spirit and excellent interpersonal skills
Demonstrates a good awareness of risk and fundamental risk concepts.
Understanding of Market Abuse and Conduct risks is considered a plus
#LI-Hybrid
Why joining BNP Paribas?
BNP Paribas, the European leader in banking and financial services in Europe, operates in 64 countries and has nearly 180,000 employees.
The Group is structured around three operating divisions.
Its business lines cooperate closely, as part of our integrated model, to meet the needs of all our clients in a coordinated manner:
Corporate & Institutional Banking (CIB), connects corporate clients needing financing and institutional clients looking for investment opportunities;
Commercial, Personal Banking & Services (CPBS), brings together all the Group's commercial & personal banking and several specialised businesses;
Investment & Protection Services (IPS), combines a unique continuum of products and services across protection, saving, investment and real-estate.
Our presence in Portugal
In Portugal since **, BNP Paribas today has more than *** employees, distributed across the Group's 10 business entities established in the country.
Its presence also extends to 11 excellence centers providing value-added services to various countries where the BNP Paribas Group also operates.
Diversity and Inclusion Commitment
BNP Paribas ́ ambition is to cultivate an open and responsive environment for all that encourages collaboration and interaction.
We demonstrate our commitment by actively contributing to the Group's Diversity and Inclusion strategy and goals, in line with the United Nations Sustainable Development Goals.
As part of our local Corporate and Social Responsibility - Diversity & Inclusion strategy, BNP Paribas Portugal is committed to:
Promote a fair and unbiased recruitment process and offer professional development opportunities to all employees;
Celebratediversity and advocate for inclusion, both externally and internally, encouraging employee's participation, creating space for different voices to be heard.
To foster the effort of BNP Paribas Portugal, multiple initiatives and events take place throughout the year where our people can find out more on the importance of diversity inclusion at the workplace and in our society.
Remote Working Conditions
At BNP Paribas, we embrace a Smart Working framework based on trust, autonomy and collaboration.
Within this framework, eligible employees can benefit from flexible remote working options adapted to our hybrid working environment.
To ensure a comfortable and efficient working setup, eligible employees are provided