Legal And Compliance Manager
1 semana atrás
.Legal and Compliance Manager - Establish new Legal operations and lead Compliance excellenceWho We Are:APEX is a pioneering investment firm with a strong foothold in sports, media, and entertainment.
Our mission is to transform athletes into influential entrepreneurs and capitalize on cutting-edge technology and premier sports assets.
As we expand our operations, we seek a highly skilled Legal and Compliance Manager to ensure our regulatory compliance and legal standards align with Portuguese and international frameworks.Role Overview:As the Legal and Compliance Manager, you will play a critical role in ensuring APEX adheres to all applicable regulatory frameworks, with a particular focus on Portuguese asset management regulations, specifically the Regulamento de Gestão de Activos (Regulamento da CMVM n.O 7/2023, de 29 de dezembro).
This is a unique opportunity to help establish and shape a new compliance function within APEX, working closely with internal stakeholders to build a compliance and regulatory excellence culture.Key Responsibilities:Regulatory Compliance & Oversight:Ensure full compliance with Portuguese financial regulations, including CMVM guidelines, and international best practices.Develop and implement policies and procedures to support compliance with Regulamento da CMVM n.O 7/2023.Monitor changes in regulatory frameworks and assess their impact on APEX's operations.Liaise with regulators, legal advisors, and auditors to address compliance-related inquiries and audits.Oversee the preparation and submission of regulatory filings and reports.Legal Advisory:Provide legal guidance on investment structures, contracts, and regulatory requirements.Ensure company activities align with financial services and investment laws.Assist in reviewing and negotiating agreements related to fund management and investment operations.Risk Management:Develop and maintain a robust risk management framework in line with legal and compliance obligations.Conduct internal audits and compliance assessments to identify potential risks and recommend mitigation strategies.Lead the resolution of compliance-related incidents and regulatory breaches.Internal Collaboration & Training:Collaborate with internal teams to ensure compliance is embedded into APEX's operational processes.Provide training to employees on regulatory obligations, ethical business conduct, and compliance best practices.Act as a key compliance advisor to senior leadership on strategic initiatives and expansion plans.What are we looking for?Bachelor's or Master's degree in Law, Finance, or a related field (legal background preferred).In-depth knowledge of Portuguese financial regulations, including CMVM asset management regulations.Proven experience in a compliance role within the financial services, investment, or asset management industry.Familiarity with regulatory bodies such as CMVM, AML/KYC frameworks, and international compliance standards
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Legal And Compliance Manager
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