Compliance Operations Control Specialist

Há 1 mês


Lisboa, Lisboa, Portugal Phiture Tempo inteiro

About the Role

The Compliance Review Control Officer plays a pivotal role in ensuring the effectiveness of Compliance operations, aligning with RISK Operational Risks management and Permanent Control standards. This position contributes to the Compliance risks servicing the Chief Compliance officers and Operational perimeters by testing and challenging the end-to-end setup, performing the second line of defense testing on Compliance.

Main Activities:

  • Ensure control execution (remotely or on-site) including its applicability and quality; controls should be performed efficiently ensuring that deadlines are met.
  • Contribute/perform 4 eyes check on the controls executed and perform follow-ups ensuring that Action Plans are duly implemented and coping with deadlines.
  • Deal with significant issues and escalations requiring Management attention and propose solution(s); be capable to work autonomously in the controls under the scope.
  • Keep a good level of communication between locations and any contributor to continually improve the effectiveness of the current framework.
  • Leverage on the knowledge and experience acquired to efficiently share training and ways to work with new colleagues and other team members.
  • Identify and escalate issues according to defined procedures. Particularly, inform management of all significant and urgent compliance matters that require such escalation.

Present results to Senior Management, Business stakeholders and Compliance Officers assisting also in the design and preparation of periodic Management reports and dashboards for senior management and the business and filing the team KPIs (e.g. progression files). Contribute proactively to the creation, implementation and update of SOPs; TORs or other Procedures.

Profile and Skills to Success

  • Bachelor Degree in Law / Economics / Finance / Accounting or related.
  • Up to 2 years of experience in Tax Regulation.
  • Advanced level of English, both written and oral.
  • Knowledge in: Tax Regulation – Operations Controls.
  • MS Office Pack (Excel, PowerPoint).
  • Permanent Control tools.
  • Attention to detail / rigor.
  • Analytical ability.
  • Ability to understand, explain and support change.
  • Communication skills, both written and oral.

Estimated Salary Range: €40,000 - €60,000 per annum

We offer a dynamic and supportive work environment, allowing our employees to grow professionally while maintaining a healthy work-life balance. BNP Paribas is committed to equal employment opportunity and diversity in the workplace.



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