Legal And Compliance Manager
1 semana atrás
Establish new Legal operations and lead Compliance excellence
APEX is a pioneering investment firm with a strong foothold in sports, media, and entertainment.
Role Overview:As the Legal and Compliance Manager, you will play a critical role in ensuring APEX adheres to all applicable regulatory frameworks, with a particular focus on Portuguese asset management regulations, specifically the Regulamento de Gestão de Activos (Regulamento da CMVM n.o 7/2023, de 29 de dezembro).
Key Responsibilities:Regulatory Compliance & Oversight:Ensure full compliance with Portuguese financial regulations, including CMVM guidelines, and international best practices.Develop and implement policies and procedures to support compliance with Regulamento da CMVM n.o 7/2023.Monitor changes in regulatory frameworks and assess their impact on APEX's operations.Liaise with regulators, legal advisors, and auditors to address compliance-related inquiries and audits.Oversee the preparation and submission of regulatory filings and reports.Legal Advisory:Provide legal guidance on investment structures, contracts, and regulatory requirements.Ensure company activities align with financial services and investment laws.Assist in reviewing and negotiating agreements related to fund management and investment operations.Risk Management:Develop and maintain a robust risk management framework in line with legal and compliance obligations.Conduct internal audits and compliance assessments to identify potential risks and recommend mitigation strategies.Lead the resolution of compliance-related incidents and regulatory breaches.Internal Collaboration & Training:Collaborate with internal teams to ensure compliance is embedded into APEX's operational processes.Provide training to employees on regulatory obligations, ethical business conduct, and compliance best practices.Act as a key compliance advisor to senior leadership on strategic initiatives and expansion plans.Requirements:Bachelor's or Master's degree in Law, Finance, or a related field (legal background preferred).In-depth knowledge of Portuguese financial regulations, including CMVM asset management regulations.Proven experience in a compliance role within the financial services, investment, or asset management industry.Familiarity with regulatory bodies such as CMVM, AML/KYC frameworks, and international compliance standards.Excellent analytical, problem-solving, and decision-making skills.Strong communication and interpersonal skills with the ability to engage with stakeholders at all levels.Fluency in Portuguese and English is required.What We Offer:Professional Development: Opportunities for career growth and ongoing training.Flexible Work Policy: Hybrid working model to support work-life balance.Unique Industry Exposure: Work alongside high-profile athletes and industry leaders, driving financial and strategic growth.A dynamic, collaborative, and inclusive work culture in the exciting world of sports, media, and entertainment investments.
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