Regulatory Compliance Specialist
Há 1 mês
Company Overview
We are a leading provider of financial services in Portugal, seeking a skilled Regulatory Compliance Specialist to join our Client Engagement & Protection Regulatory Team.
Salary
The estimated salary for this position is €45,000 - €60,000 per annum, depending on experience.
Job Description
The CLM Regulations Officer plays a critical role in ensuring the correct implementation of regulations governing the financial industry. The officer will perform regulatory maintenance activities and provide support for tax, market integrity, and OTC derivatives regulations within Client Management's mandate.
Main Responsibilities:
- Organize, coordinate, and ensure the successful completion of production activity.
- Provide regulatory guidance and support to internal teams.
- Implement regulatory changes from an operational perspective.
- Identify clients not compliant with regulations and define action plans for remediation.
- Ensure report data accuracy and consistency.
Required Skills and Qualifications:
To be successful in this role, you will require:
- Expertise with AML/KYC regulatory requirements and stakes for financial institutions.
- General financial knowledge (industry and products).
- General legal knowledge.
- Language skills: English - Expert; French - Practice.
- Soft skills: ability to collaborate, organizational skills, attention to detail, analytical ability.
Benefits:
This role offers a competitive benefits package, including opportunities for professional growth and development.
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