Compliance Vice President
Há 6 dias
Moody's Compliance function operates globally to provide Compliance support, guidance and implementation to its business lines. Our team is responsible for implementing and administering the company's internal Compliance program across the EU region.
Job DescriptionWe are seeking a Compliance Officer to work in an evolving regulatory environment and assist the Compliance Department, particularly the EU Compliance team, in supporting regulatory engagement in EU, as well as implementing and administering the Company's compliance program.
Key Responsibilities:- Lead on responses to regulatory requests, including preparing materials for internal preparation of staff for regulatory interactions, drafting regulatory responses, interacting with internal stakeholders to gather and review documents that are responsive to regulatory requests, advising the business and participating in business remediation efforts
- Provide senior review of regulatory reports submitted to the relevant regulatory authorities
- Provision of day-to-day business advisory services in the region in coordination with the global and EMEA Compliance team
- Reviewing and delivering periodic Compliance presentations to staff
- Leading or participating in Compliance projects and initiatives, as well as providing guidance on business initiatives
- 9+ years of experience within a financial industry regulator, law firm and/or Compliance department of a regulated financial services firm
- Ability to exercise judgment and critical thinking, thoughtful and insightful approach to analysis, identification and escalation of emerging issues and/or risks expeditiously
- Excellent fluent verbal and written communications skills in English, with solid drafting skills and ability to interact with stakeholders at senior levels in the organisation
- Pro-active, flexible, diligent and dependable, with high attention to details
- Highly organized and efficient, with the ability to multi-task, work independently under limited supervision and meet tight deadlines
- Excellent computer competence in Word and PowerPoint
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