Senior Compliance Officer

3 semanas atrás

Porto, Porto, Portugal Natixis In Portugal Tempo inteiro
Job Description

At Natixis in Portugal, we are seeking a highly skilled Senior Communications Surveillance Officer to join our team.

About the Role:

We are looking for someone with strong analytical skills, who can identify key facts from a large amount of information. You should understand the importance of compliance/risk management frameworks and testing programs, even if you do not have experience working directly in that area. You ideally have:

Responsibilities:

  • Conduct daily surveillance of electronic and voice communications to ensure compliance with appropriate rules, regulations, and firm policies.
  • Perform research and investigations to identify the reason for potential violations.
  • Document research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirements.
  • Work with members of the firm's Business Lines, Advisory and other departments, to identify, analyze, investigate, and resolve issues.
  • Work on ad-hoc Surveillance Projects as needed.
  • Provide training and mentorship to junior staff, assisting them in their daily tasks.

Requirements:

  • Fluency in English (at least level C1 - written and spoken);
  • French level (+B1) is a plus;
  • Work or education experience in regulatory, audit, compliance, risk, surveillance, or equivalent;
  • Knowledge/experience with financial markets and an array of financial products (including stocks, bonds, equity/credit derivatives);
  • Minimum of a Bachelor degree (preferably in Finance, Business or Accounting) or equivalent work experience;
  • Ability to multi-task effectively and handle change well;
  • Advanced MS Excel (pivot tables, experience with large data sets, proficient in data manipulation and presentation);
  • Advanced PowerBI.

What We Offer:

At Natixis, we are committed to fostering a working environment where each and every one of our people is treated with dignity and respect and where every voice is heard. Our differences make us collectively stronger and are a source of fulfilment, innovation and performance.

In the framework of its Diversity, Equity & Inclusion policy, Natixis in Portugal has implemented a Blind CV Screening process, with the purpose of reducing hiring bias. A blind CV excludes any personal details which refer to the applicant's gender, age or ethnicity. When applying for our positions, please submit a blind CV, that is, with no picture, name, gender, age, nationality, ethnicity and address. Your personal statement, work experience, courses and certifications, education, skills and contact information is what matters to us.

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