Compliance Vice President
Há 6 dias
**Job Overview**
Moody's Investors Service is seeking an experienced Compliance Vice President to join our team in a strategic risk management capacity. This role will involve working closely with the EU Compliance team to support regulatory engagement and implement the Company's compliance program.
**About Us**
We are a global leader in financial intelligence, providing critical insights to help investors make informed decisions. Our team of experts works together to turn today's risks into tomorrow's opportunities.
**Responsibilities**
The successful candidate will be responsible for:
- Leading on responses to regulatory requests, including preparing materials for internal preparation of staff for regulatory interactions, drafting regulatory responses, interacting with internal stakeholders to gather and review documents that are responsive to regulatory requests, advising the business and participating in business remediation efforts
- Providing senior review of regulatory reports submitted to the relevant regulatory authorities
- Reviewing and delivering periodic Compliance presentations to staff
- Leading or participating in Compliance projects and initiatives, as well as providing guidance on business initiatives
**Requirements**
We are looking for a highly skilled and experienced professional with:
- 9+ years of experience within a financial industry regulator, law firm and/or Compliance department of a regulated financial services firm
- Ability to exercise judgment and critical thinking, thoughtful and insightful approach to analysis, identification and escalation of emerging issues and/or risks expeditiously
- Excellent fluent verbal and written communications skills in English, with solid drafting skills and ability to interact with stakeholders at senior levels in the organisation
**What We Offer**
We offer a competitive salary of $120,000 per annum, plus benefits such as health insurance, retirement plan, and paid time off.
**Location**
This role is based in our New York office.
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