Senior Surveillance Specialist
4 semanas atrás
Are you passionate about ensuring the integrity of financial communications?
We're looking for a skilled Surveillance Specialist to join our team at Natixis in Portugal.
As a Surveillance Specialist, you will be responsible for daily monitoring of electronic and voice communications to ensure compliance with regulatory requirements and company policies.
You will perform in-depth research and investigations to identify potential violations and document your findings according to firm policy and regulatory requirements.
Collaborate with our Business Lines, Advisory, and other departments to identify, analyze, and resolve issues.
You will also work on ad-hoc Surveillance Projects as needed.
Requirements:
Work or education experience in regulatory, audit, compliance, risk, or equivalent
Fluent English
Knowledge/experience with financial markets and an array of financial products
Minimum of a College degree or equivalent work experience
Ability to multi-task effectively and handle change well
Advanced MS Excel skills
We offer a dynamic and inclusive work environment where you can grow and develop your skills.
At Natixis in Portugal, we value diversity, equity, and inclusion and are committed to fostering a workplace where every voice is heard.
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